Filing Details
- Accession Number:
- 0000895345-21-000738
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-18 21:20:49
- Reporting Period:
- 2021-08-16
- Accepted Time:
- 2021-08-18 21:20:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664998 | Knowbe4 Inc. | KNBE | () | NY |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
769993 | Goldman Sachs & Co. Llc | 200 West Street New York NY 10282 | No | No | No | No | |
886982 | Goldman Sachs Group Inc | 200 West Street New York NY 10282 | No | No | No | No | |
1575993 | Broad Street Principal Investments, L.l.c. | 200 West Street New York NY 10282 | No | No | No | No | |
1615636 | Bridge Street Opportunity Advisors, L.l.c. | 200 West Street New York NY 10282 | No | No | No | No | |
1698770 | Stonebridge 2017 Offshore, L.p. | 200 West Street New York NY 10282-2198 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-08-16 | 1,058,281 | $0.00 | 1,099,425 | No | 4 | C | Indirect | See Footnote |
Class A Common Stock | Disposition | 2021-08-16 | 1,058,281 | $19.92 | 41,144 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2021-08-16 | 1,058,281 | $0.00 | 1,058,281 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,019,279 | No | 4 | C | Indirect |
Footnotes
- Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. The Class B Common Stock has no expiration date.
- This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs"), Broad Street Principal Investments, L.L.C. ("BSPI"), StoneBridge 2017, L.P. ("SB Fund"), StoneBridge 2017 Offshore, L.P. ("SB Fund Offshore," and together with SB Fund, the "SB Funds") and Bridge Street Opportunity Advisors, L.L.C ("Bridge Street"). Goldman Sachs is a subsidiary of GS Group. Goldman Sachs is the investment manager of the SB Funds. Each of Bridge Street and BSPI is wholly owned by GS Group.
- Prior to the conversion described in footnote 1, BSPI held 12,794,640 shares of Class B Common Stock, SB Fund held 877,400 shares of Class B Common Stock, and SB Fund Offshore held 405,520 shares of Class B Common Stock. Immediately following the conversion described in footnote 1, BSPI held 961,838 shares of Class A Common Stock and 11,832,802 shares of Class B Common Stock, SB Fund held 65,958 shares of Class A Common Stock and 811,442 shares of Class B Common Stock, and SB Fund Offshore held 30,485 shares of Class A Common Stock and 375,035 shares of Class B Common Stock.
- Because of the relationships among GS Group, Goldman Sachs, BSPI, Bridge Street and the SB Funds, each of GS Group and Goldman Sachs may be deemed a beneficial owner of Class B Common Stock, and Class A Common Stock held by BSPI and the SB Funds, and Bridge Street may be deemed a beneficial owner of Class A Common Stock and Class B Common Stock held by the SB Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.