Filing Details

Accession Number:
0000895345-21-000737
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-18 21:19:45
Reporting Period:
2021-08-16
Accepted Time:
2021-08-18 21:19:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1664998 Knowbe4 Inc. KNBE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1052579 P Joseph Disabato
200 West Street
New York NY 10282
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-08-16 1,058,281 $0.00 1,099,425 No 4 C Indirect See Footnote
Class A Common Stock Disposition 2021-08-16 1,058,281 $19.92 41,144 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2021-08-16 1,058,281 $0.00 1,058,281 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,019,279 No 4 C Indirect
Footnotes
  1. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. The Class B Common Stock has no expiration date.
  2. The Reporting Person, a managing director of Goldman Sachs & Co. LLC ("Goldman Sachs"), is a member of the board of directors of the Issuer. Goldman Sachs is a subsidiary of The Goldman Sachs Group, Inc. ("GS Group").
  3. Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, (i) prior to the conversion described in footnote 1, 14,077,560 shares of Class B Common Stock, (ii) immediately following the conversion described in footnote 1, 1,099,425 shares of Class A Common Stock and 13,019,279 shares of Class B Common Stock, in each case beneficially owned directly by certain investment partnerships (the "GS Funds"), because affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner, managing general partner, managing partner, managing member or member of each of the GS Funds. Goldman Sachs is the investment manager of the GS Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.