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Home > Insider Trading > Filing (0001209191-21-052430)

Filing Details

Accession Number:
0001209191-21-052430
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-18 20:18:53
Reporting Period:
2021-08-16
Accepted Time:
2021-08-18 20:18:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1647639 Upstart Holdings Inc. UPST Finance Services (6199) 464332431
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1832812 Paul Gu C/O Upstart Holdings, Inc.
2950 S. Delaware Street, Suite 300
San Mateo CA 94403		 Svp, Product And Data Science Yes Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-16 116,876 $0.15 372,288 No 4 M Direct
Common Stock Acquisiton 2021-08-16 38,124 $0.23 410,412 No 4 M Direct
Common Stock Disposition 2021-08-16 500 $189.29 409,912 No 4 S Direct
Common Stock Disposition 2021-08-16 1,400 $190.36 408,512 No 4 S Direct
Common Stock Disposition 2021-08-16 1,500 $191.49 407,012 No 4 S Direct
Common Stock Disposition 2021-08-16 800 $192.29 406,212 No 4 S Direct
Common Stock Disposition 2021-08-16 900 $193.45 405,312 No 4 S Direct
Common Stock Disposition 2021-08-16 2,800 $194.48 402,512 No 4 S Direct
Common Stock Disposition 2021-08-16 9,979 $195.42 392,533 No 4 S Direct
Common Stock Disposition 2021-08-16 13,221 $196.46 379,312 No 4 S Direct
Common Stock Disposition 2021-08-16 8,700 $197.35 370,612 No 4 S Direct
Common Stock Disposition 2021-08-16 5,200 $198.51 365,412 No 4 S Direct
Common Stock Disposition 2021-08-16 11,704 $199.58 353,708 No 4 S Direct
Common Stock Disposition 2021-08-16 14,563 $200.51 339,145 No 4 S Direct
Common Stock Disposition 2021-08-16 11,665 $201.50 327,480 No 4 S Direct
Common Stock Disposition 2021-08-16 9,800 $202.56 317,600 No 4 S Direct
Common Stock Disposition 2021-08-16 10,150 $203.58 307,530 No 4 S Direct
Common Stock Disposition 2021-08-16 16,112 $204.51 291,418 No 4 S Direct
Common Stock Disposition 2021-08-16 5,100 $205.48 286,318 No 4 S Direct
Common Stock Disposition 2021-08-16 3,400 $206.47 282,918 No 4 S Direct
Common Stock Disposition 2021-08-16 2,200 $207.48 280,718 No 4 S Direct
Common Stock Disposition 2021-08-16 3,500 $208.64 277,218 No 4 S Direct
Common Stock Disposition 2021-08-16 10,788 $209.86 266,430 No 4 S Direct
Common Stock Disposition 2021-08-16 9,512 $210.34 256,918 No 4 S Direct
Common Stock Disposition 2021-08-16 1,000 $211.65 255,918 No 4 S Direct
Common Stock Disposition 2021-08-16 400 $212.84 255,518 No 4 S Direct
Common Stock Disposition 2021-08-16 106 $213.82 255,412 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to buy) Disposition 2021-08-16 116,876 $0.00 116,876 $0.15
Common Stock Employee Stock Option (Right to buy) Disposition 2021-08-16 38,124 $0.00 38,124 $0.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-08-21 No 4 M Direct
261,876 2023-05-23 No 4 M Direct
Footnotes
  1. The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.
  2. Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.81 to $189.50. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (27) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.90 to $190.88.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.90 to $191.88.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.96 to $192.73.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.96 to $193.91.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.96 to $194.95.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.96 to $195.95.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $195.97 to $196.95.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.99 to $197.98.
  12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.00 to $198.99.
  13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.00 to $199.99.
  14. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.00 to $200.99.
  15. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.00 to $201.99.
  16. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.00 to $202.97.
  17. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.00 to $203.99.
  18. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.00 to $204.99.
  19. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.00 to $205.99.
  20. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.00 to $206.99.
  21. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.00 to $207.96.
  22. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.02 to $209.00.
  23. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.06 to $210.05.
  24. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.07 to $211.06.
  25. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.19 to $212.00.
  26. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $212.34 to $213.32.
  27. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.62 to $213.83.
  28. All of the shares subject to this option are fully vested and exercisable as of the date hereof.
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