Filing Details
- Accession Number:
- 0000891839-11-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 19:22:57
- Reporting Period:
- 2011-05-05
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 19:22:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
792985 | Health Management Associates Inc | HMA | Services-General Medical & Surgical Hospitals, Nec (8062) | 610963645 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1240207 | E Robert Farnham | Health Management Associates, Inc. 5811 Pelican Bay Boulevard, Suite 500 Naples FL 34108 | Senior Vp- Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Acquisiton | 2011-05-05 | 125,000 | $8.25 | 501,818 | No | 4 | M | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-05 | 39,749 | $11.25 | 462,069 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-05 | 1,200 | $11.25 | 460,869 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-05 | 2,700 | $11.25 | 458,169 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-05 | 3,600 | $11.26 | 454,569 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-05 | 5,751 | $11.26 | 448,818 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-05 | 5,000 | $11.27 | 443,818 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-05 | 7,000 | $11.28 | 436,818 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-05 | 5,000 | $11.30 | 431,818 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-05 | 4,600 | $11.31 | 427,218 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-05 | 10,400 | $11.32 | 416,818 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-05 | 10,000 | $11.33 | 406,818 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-05 | 5,000 | $11.34 | 401,818 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-05 | 10,000 | $11.36 | 391,818 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-05 | 10,000 | $11.39 | 381,818 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-05 | 5,000 | $11.40 | 376,818 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Acquisiton | 2011-05-06 | 14,706 | $8.25 | 391,524 | No | 4 | M | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-06 | 14,606 | $11.50 | 376,918 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-06 | 100 | $11.51 | 376,818 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Acquisiton | 2011-05-09 | 61,611 | $8.25 | 438,429 | No | 4 | M | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-09 | 38,746 | $11.50 | 399,683 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-09 | 11,611 | $11.53 | 388,072 | No | 4 | S | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2011-05-09 | 11,254 | $11.55 | 376,818 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2011-05-05 | 125,000 | $0.00 | 125,000 | $8.25 |
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2011-05-06 | 14,706 | $0.00 | 14,706 | $8.25 |
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2011-05-09 | 61,611 | $0.00 | 61,611 | $8.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
76,317 | 2005-05-15 | 2011-05-14 | No | 4 | M | Direct |
61,611 | 2005-05-15 | 2011-05-14 | No | 4 | M | Direct |
0 | 2005-05-15 | 2011-05-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, $.01 Par Value | 8,739 | Direct | |
Class A Common Stock, $.01 Par Value | 47,926 | Indirect | 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | $9.91 | 2006-05-21 | 2012-05-20 | 60,395 | 60,395 | Direct |
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | $9.22 | 2007-05-20 | 2013-05-19 | 60,395 | 60,395 | Direct |
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | $11.31 | 2008-05-18 | 2014-05-17 | 100,659 | 100,659 | Direct |
Class A Common Stock, $.01 Par Value | Contingent Stock Award | $0.00 | 2012-02-19 | 2012-02-19 | 21,201 | 21,201 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-05-20 | 60,395 | 60,395 | Direct |
2013-05-19 | 60,395 | 60,395 | Direct |
2014-05-17 | 100,659 | 100,659 | Direct |
2012-02-19 | 21,201 | 21,201 | Direct |
Footnotes
- These shares are held jointly by Mr. Farnham and his wife.
- This employee stock option was previously reported by Mr. Farnham.
- This contingent stock incentive award under the Issuer's 1996 Executive Incentive Compensation Plan was previously reported by Mr. Farnham.