Filing Details
- Accession Number:
- 0001181431-11-028356
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 19:22:29
- Reporting Period:
- 2011-05-05
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 19:22:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1385552 | Mozafar Maghsoudnia | 3975 Freedom Circle 9Th Floor Santa Clara CA 95054 | Vice President, Manufacturing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-05 | 3,026 | $38.77 | 70,444 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-05-06 | 5,499 | $13.93 | 75,943 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-06 | 6,517 | $39.50 | 69,426 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2011-05-06 | 5,499 | $0.00 | 16,500 | $13.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,001 | 2009-01-07 | 2018-01-06 | No | 4 | M | Direct |
Footnotes
- Withholding of shares incident to receipt of award to satisfy tax liability in accordance with Rule 16b-3.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 8,250 shares of common stock at an exercise price of $27.86 per share, was adjusted to 16,500 shares of common stock at an exercise price of $13.93 per share.