Filing Details

Accession Number:
0001181431-11-028348
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-09 19:20:26
Reporting Period:
2011-05-05
Filing Date:
2011-05-09
Accepted Time:
2011-05-09 19:20:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1135711 Netlogic Microsystems Inc NETL Semiconductors & Related Devices (3674) 770455244
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296432 Steven Ronald Jankov 3975 Freedom Circle
9Th Floor
Santa Clara CA 95054
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-05-05 16,040 $38.77 445,335 No 4 F Direct
Common Stock Disposition 2011-05-06 50,000 $39.51 395,335 No 4 S Direct
Common Stock Disposition 2011-05-06 25,000 $39.50 459,920 No 4 S Indirect See footnote 5
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Indirect See footnote 5
Footnotes
  1. Withholding of shares incident to receipt of award to satisfy tax liability in accordance with Rule 16b-3.
  2. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2010.
  3. The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $38.94 to $39.94. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
  4. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2010.
  5. These shares are held by Global Link 1 Capital, a charitable remainder unitrust. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.