Home > Insider Trading > Filing (0001179110-21-008280)

Filing Details

Accession Number:: 0001179110-21-008280
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-18 16:57:20
Reporting Period:: 2021-08-16

Accepted Time:: 2021-08-18 16:57:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1362190	Audioeye Inc	AEYE	Services-Prepackaged Software (7372)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1658843	David Moradi	119 Washington Ave. Suite 403 Miami Beach FL 33139	See Remarks	Yes	Yes	Yes	No
1751296	Sero Capital Llc	119 Washington Ave. Suite 403 Miami Beach FL 33139	See Remarks	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-08-16	4,981	$9.90	2,736,246	No	4	P	Indirect	Through Sero Capital LLC
Common Stock	Acquisiton	2021-08-16	5,019	$11.50	2,741,265	No	4	P	Indirect	Through Sero Capital LLC
Common Stock	Acquisiton	2021-08-17	23,432	$10.64	2,764,697	No	4	P	Indirect	Through Sero Capital LLC
Common Stock	Acquisiton	2021-08-17	200	$11.46	2,764,897	No	4	P	Indirect	Through Sero Capital LLC
Common Stock	Acquisiton	2021-08-18	16,600	$10.75	2,781,497	No	4	P	Indirect	Through Sero Capital LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Through Sero Capital LLC
No	4	P	Indirect	Through Sero Capital LLC
No	4	P	Indirect	Through Sero Capital LLC
No	4	P	Indirect	Through Sero Capital LLC
No	4	P	Indirect	Through Sero Capital LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	542,223	Direct

Footnotes

Reflects the weighted average price of 4,981 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 16, 2021 with purchase prices ranging from $9.34 to $10.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Reflects the weighted average price of 5,019 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 16, 2021 with purchase prices ranging from $10.90 to $11.58 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Reflects the weighted average price of 23,432 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 17, 2021 with purchase prices ranging from $10.30 to $11.29 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Reflects the weighted average price of 200 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 17, 2021 with purchase prices ranging from $11.42 to $11.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Reflects the weighted average price of 16,600 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 18, 2021 with purchase prices ranging from $10.63 to $10.98 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.