Filing Details
- Accession Number:
- 0001445305-21-000126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-18 16:27:19
- Reporting Period:
- 2021-08-16
- Accepted Time:
- 2021-08-18 16:27:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1445305 | Workiva Inc | WK | Services-Prepackaged Software (7372) | 472509828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1626102 | Jill Klindt | 2900 University Boulevard Ames IA 50010 | Svp, Cfo, Cao & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-08-16 | 11,880 | $15.83 | 61,633 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2021-08-16 | 911 | $15.86 | 62,544 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2021-08-16 | 5,544 | $15.86 | 68,088 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-08-16 | 18,335 | $130.71 | 49,753 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2021-08-16 | 11,880 | $0.00 | 11,880 | $15.83 |
Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2021-08-16 | 911 | $0.00 | 911 | $15.86 |
Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2021-08-16 | 5,544 | $0.00 | 5,544 | $15.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-08-12 | 2024-08-11 | No | 4 | M | Direct |
0 | 2014-01-14 | 2024-01-13 | No | 4 | M | Direct |
0 | 2015-01-14 | 2024-01-13 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $18.60 | 2018-07-03 | 2027-07-02 | 25,000 | 25,000 | Direct |
Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $12.40 | 2018-02-01 | 2027-02-01 | 10,000 | 10,000 | Direct |
Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $14.03 | 2016-04-01 | 2025-08-31 | 16,000 | 16,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2027-07-02 | 25,000 | 25,000 | Direct |
2027-02-01 | 10,000 | 10,000 | Direct |
2025-08-31 | 16,000 | 16,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted-average price. The price actually received ranges from $128.50 to $132.55. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Granted pursuant to the 2009 Unit Incentive Plan.
- Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.
- Granted pursuant to the 2014 Equity Incentive Plan.
- Vests as to 25% of the shares on April 1, 2016 and as to 6.25% of the shares at the end of each three-month period thereafter.