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Home > Insider Trading > Filing (0001564957-21-000006)

Filing Details

Accession Number:: 0001564957-21-000006
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-18 16:18:49
Reporting Period:: 2021-08-16

Accepted Time:: 2021-08-18 16:18:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
924168	Energy Focus Inc	EFOI	Electric Lighting & Wiring Equipment (3640)	943021850

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1564957	James Tu	32000 Aurora Road Suite B Solon OH 44139	Chairman And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-08-16	5,000	$2.70	249,851	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Mr. Tu directly owns 5,000 shares and has shared voting and dispositive power over 60,000 shares of common stock held by 5 Elements Global Fund L.P. ("Global Fund") and 184,851 shares of common stock held by Fusion Park LLC ("Fusion Park"). Global Fund and Fusion Park are controlled affiliates of Mr. Tu.