Filing Details

Accession Number:
0001493152-21-020536
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-18 15:47:51
Reporting Period:
2021-08-17
Accepted Time:
2021-08-18 15:47:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1716166 Vivos Therapeutics Inc. VVOS Surgical & Medical Instruments & Apparatus (3841) 813224056
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1835498 Kirk Ronald Huntsman 9137 S. Ridgeline Blvd, Suite 135
Highlands Ranch CO 80129
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-17 5,000 $3.00 10,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,740,000 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $1.65 2022-09-30 333,334 333,334 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-09-30 333,334 333,334 Direct
Footnotes
  1. Shares held by Coronado V Partners, LLC, of which the reporting person is a member and manager.
  2. The option provides for vesting in five equal annual installments beginning on January 15, 2017.