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Filing Details

Accession Number:: 0001213900-21-043590
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-18 13:26:27
Reporting Period:: 2021-08-16

Accepted Time:: 2021-08-18 13:26:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1818644	Cf Finance Acquisition Corp. Iii	CFAC	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1024896	Cantor Fitzgerald, L. P.	110 East 59Th Street New York NY 10022	No	No	No	Yes
1250975	W Howard Lutnick	110 East 59Th Street New York NY 10022	No	No	No	Yes
1251145	Cf Group Management Inc	110 East 59Th Street New York NY 10022	No	No	No	Yes
1830088	Cf Finance Holdings Iii, Llc	110 East 59Th Street New York NY 10022	No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-08-16	5,710,000	$0.00	6,210,000	No	4	M	Direct
Class A Common Stock	Acquisiton	2021-08-16	500,000	$10.00	6,710,000	No	4	P	Direct
Class A Common Stock	Disposition	2021-08-16	2,284,000	$0.00	4,426,000	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	P	Direct
No	4	J	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2021-08-16	5,710,000	$0.00	5,710,000	$0.00
Class A Common Stock	Warrants	Acquisiton	2021-08-16	166,666	$0.00	166,666	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct
166,666	2021-11-17	2026-08-16	No	4	A	Direct

Footnotes

As described in the issuer's registration statement on Form S-1 (File No. 333-249367) under the heading "Description of Securities--Founder Shares", upon consummation of the issuer's initial business combination and waiver of the anti-dilution rights in connection with the conversion, the shares of Class B common stock converted into shares of Class A common stock on a one-for-one basis.
Pursuant to that certain Subscription Agreement, dated February 17, 2021, by and between the issuer and CF Finance Holdings III, LLC ("CF Finance Holdings III"), CF Finance Holdings III purchased an aggregate of 500,000 shares of Class A common stock of the issuer on August 16, 2021 in a private placement in connection with the issuer's initial business combination with AEye, Inc.
CF Finance Holdings III is the record holder of the securities reported herein. Cantor Fitzgerald, L.P. ("Cantor") is the sole member of CF Finance Holdings III. CF Group Management, Inc. ("CFGM") is the managing general partner of Cantor. Mr. Lutnick is the Chairman and Chief Executive Officer of CFGM and is also the trustee of the sole stockholder of CFGM. As such, each of Cantor, CFGM and Mr. Lutnick may be deemed to have beneficial ownership of the securities directly held by CF Finance Holdings III. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
CF Finance Holdings III transferred an aggregate of 2,284,000 shares of Class A common stock of the issuer to a third party immediately after the closing of the issuer's initial business combination.
These warrants represent warrants issued to CF Finance Holdings III upon separation of the private units previously purchased by CF Finance Holdings III from the issuer in November 2020. CF Finance Holdings III acquired the private units for a purchase price of $10.00 per unit in a private placement that consummated in connection with the issuer's initial public offering. The warrants become eligible for exercise on November 17, 2021, which is one year from the closing of the issuer's initial public offering.