Filing Details
- Accession Number:
- 0000899243-21-033396
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-18 07:00:47
- Reporting Period:
- 2021-08-16
- Accepted Time:
- 2021-08-18 07:00:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1796209 | Api Group Corp | APG | Construction - Special Trade Contractors (1700) | 981510303 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1805568 | A. Russell Becker | C/O Api Group Corporation 1100 Old Highway Nw 8 New Brighton MN 55112 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-08-16 | 112 | $22.20 | 812 | No | 4 | P | Indirect | By Son |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Son |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 938,230 | Direct | |
Common Stock | 170,000 | Indirect | By Spouse |
Common Stock | 700 | Indirect | By Son |
Common Stock | 700 | Indirect | By Son |
Common Stock | 505,000 | Indirect | By Trust |
Common Stock | 605,000 | Indirect | By Trust |
Common Stock | 572,993 | Indirect | By Trust |
Common Stock | 564 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 326,666 | 326,666 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 52,356 | 52,356 | Direct | ||
Common Stock | Performance Stock Units | $0.00 | 209,425 | 209,425 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
326,666 | 326,666 | Direct | |
52,356 | 52,356 | Direct | |
209,425 | 209,425 | Direct |
Footnotes
- The securities are held by the Russell A. Becker GST Trust dated November 30, 2020 (the "GST Trust"). Mr. Becker's spouse is the trustee of the GST Trust and Mr. Becker may be considered to have beneficial ownership of the GST Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.
- The securities are held by the Patricia L. Becker Legacy Trust dated December 21, 2020 (the "Legacy Trust"). Mr. Becker is the trustee of the Legacy Trust and Mr. Becker may be considered to have beneficial ownership of the Legacy Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.
- The securities are held by the Russell A. Becker 2016 Family Trust (the "Family Trust"). Mr. Becker's spouse is the trustee of the Family Trust and Mr. Becker may be considered to have beneficial ownership of the Family Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.
- Shares acquired under the Issuer's Profit Sharing & 401(k) Plan in an exempt transaction pursuant to Rule 16b-3(c).
- These shares are held in the Reporting Person's account under the Issuer's Profit Sharing & 401(k) Plan.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- These restricted stock units vest in equal installments on October 1, 2021 and October 1, 2022.
- These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.
- Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.