Filing Details
- Accession Number:
- 0001073349-21-000103
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-08-17 20:41:33
- Reporting Period:
- 2021-07-30
- Accepted Time:
- 2021-08-17 20:41:33
- Original Submission Date:
- 2021-08-04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1073349 | Bottomline Technologies Inc | EPAY | Services-Prepackaged Software (7372) | 020433924 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1225454 | A Robert Eberle | C/O Bottomline Technologies 325 Corporate Drive Portsmouth NH 03801 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-07-30 | 1,132 | $0.00 | 500,502 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2021-08-02 | 2,153 | $39.44 | 498,349 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 61,934 | Indirect | Trust Holdings |
Footnotes
- This amendment is being filed to (i) report the forfeiture of performance-based restricted stock on July 30, 2021 that was omitted from the reporting person's Form 4 filed on August 4, 2021 (the "Original Form 4") and (ii) correct the number of shares of common stock beneficially owned by the reporting person following the sale of shares from 488,349 shares, the amount previously reported on the Original Form 4, to 498,349 shares. The 10,000 shares that were inadvertently omitted in the Table I, Column 5 share total disclosed in the Original Form 4 were also inadvertently omitted in the Table 1, Column 5 share total disclosed in the Form 4 filed by the reporting person on August 9, 2021.
- Represents the forfeiture of performance-based restricted stock granted to the reporting person on July 26, 2019 that were eligible to vest based on certain financial performance objectives.
- Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service.
- Represents shares held by Grantor Retained Annuity Trust and by Eberle Family Irrevocable Trust.
Billionaire Hedge Funds
