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Filing Details

Accession Number:: 0000049071-11-000095
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-05-09 18:32:13
Reporting Period:: 2011-05-06

Filing Date:: 2011-05-09
Accepted Time:: 2011-05-09 18:32:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1085718	C Bonnie Hathcock	Humana Inc. 500 West Main Street Louisville KY 40202	Sr Vp & Chief Human Res. Off	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Humana Common	Acquisiton	2011-05-06	29,917	$53.96	63,847	No	4	M	Direct
Humana Common	Disposition	2011-05-06	29,917	$76.91	33,930	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2011-05-06	29,917	$53.96	29,917	$53.96

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2013-02-23	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$62.10	2014-02-22	38,062	38,062	Direct
Humana Common	Options	$69.48	2015-02-21	41,036	41,036	Direct
Humana Common	Options	$41.83	2016-02-19	38,701	19,351	Direct
Humana Common	Options	$46.40	2017-02-18	12,117	24,235	Direct
Humana Common	Options	$61.18	2018-02-17	22,767	22,767	Direct
Humana Common	Restricted Stock Units	$0.00		5,149	5,149	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-02-22	38,062	38,062	Direct
2015-02-21	41,036	41,036	Direct
2016-02-19	38,701	19,351	Direct
2017-02-18	12,117	24,235	Direct
2018-02-17	22,767	22,767	Direct
	5,149	5,149	Direct

Footnotes

The shares sold in multiple lots ranging from $76.54 to $77.21. The weighted average sale price was $76.9129.
Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
Incentive and Non-Qualified stock options granted to reporting person on 2/23/06, NQ options vesting in three increments from 2/23/07 to 2/23/09, and ISO's vesting on 2/23/09.
Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.