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Filing Details

Accession Number:: 0001217234-21-000206
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-17 18:59:14
Reporting Period:: 2021-06-25

Accepted Time:: 2021-08-17 18:59:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1217234	Caredx Inc.	CDNA	Services-Medical Laboratories (8071)	943316839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1688485	Reginald Seeto	C/O Caredx, Inc. 1 Tower Place, 9Th Floor South San Francisco CA 94080	See Remarks	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-06-25	3,247	$24.35	135,618	No	4	M	Direct
Common Stock	Acquisiton	2021-06-25	5,963	$27.72	141,581	No	4	M	Direct
Common Stock	Disposition	2021-06-25	9,210	$95.15	132,371	No	4	S	Direct
Common Stock	Acquisiton	2021-06-28	1,545	$24.35	133,916	No	4	M	Direct
Common Stock	Acquisiton	2021-06-28	11,667	$27.17	145,583	No	4	M	Direct
Common Stock	Disposition	2021-06-28	8,522	$95.42	137,061	No	4	S	Direct
Common Stock	Disposition	2021-06-28	4,690	$96.34	132,371	No	4	S	Direct
Common Stock	Acquisiton	2021-08-11	10,821	$27.72	143,192	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-06-25	3,247	$0.00	3,247	$24.35
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-06-25	5,963	$0.00	5,963	$27.72
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-06-28	1,545	$0.00	1,545	$24.35
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-06-28	11,667	$0.00	11,667	$27.17
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-08-11	10,821	$0.00	10,821	$27.72

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
31,961	2030-02-03	No	4	M	Direct
66,869	2028-11-26	No	4	M	Direct
30,416	2030-02-03	No	4	M	Direct
14,500	2029-02-04	No	4	M	Direct
56,048	2028-11-26	No	4	M	Direct

Footnotes

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $90.37, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $96.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.10 to $96.53, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.
25% of the shares subject to the option vested on November 26, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option vested on February 4, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.