Filing Details
- Accession Number:
- 0001209191-11-027054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 18:28:23
- Reporting Period:
- 2011-05-05
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 18:28:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1467442 | Patricio Cuesta | 800 W. Olympic Blvd., Suite 406 Los Angeles CA 90015 | Svp/Managing Director Sam | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-05-05 | 1,158 | $104.17 | 1,554 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-05 | 3,600 | $40.28 | 5,154 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-05 | 2,172 | $103.47 | 2,982 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2011-05-05 | 1,500 | $43.13 | 4,482 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-05 | 933 | $103.47 | 3,549 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2011-05-05 | 3,600 | $0.00 | 3,600 | $40.28 |
| Common Stock | Stock Appreciation Rights | Disposition | 2011-05-05 | 1,500 | $0.00 | 1,500 | $43.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-12-31 | No | 4 | M | Direct | |
| 0 | 2018-02-28 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $104.11 to $104.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan that were fully vested as of December 31, 2010.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan that were fully vested as of February 28, 2011.
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