Filing Details
- Accession Number:
- 0001179110-11-007662
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 18:28:15
- Reporting Period:
- 2011-05-05
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 18:28:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
868857 | Aecom Technology Corp | ACM | Services-Engineering Services (8711) | 611088522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1063339 | G Richard Newman | C/O Aecom Technology Corporation 555 S. Flower Street, Suite 3700 Los Angeles CA 90071 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-05 | 100 | $28.04 | 179,731 | No | 4 | S | Indirect | by C&R Newman Family Foundation |
Common Stock | Disposition | 2011-05-05 | 700 | $28.03 | 179,031 | No | 4 | S | Indirect | by C&R Newman Family Foundation |
Common Stock | Disposition | 2011-05-05 | 4,300 | $28.02 | 174,731 | No | 4 | S | Indirect | by C&R Newman Family Foundation |
Common Stock | Disposition | 2011-05-05 | 500 | $28.02 | 174,231 | No | 4 | S | Indirect | by C&R Newman Family Foundation |
Common Stock | Disposition | 2011-05-05 | 5,000 | $28.01 | 169,231 | No | 4 | S | Indirect | by C&R Newman Family Foundation |
Common Stock | Disposition | 2011-05-05 | 500 | $28.01 | 168,731 | No | 4 | S | Indirect | by C&R Newman Family Foundation |
Common Stock | Disposition | 2011-05-05 | 23,800 | $28.00 | 144,931 | No | 4 | S | Indirect | by C&R Newman Family Foundation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by C&R Newman Family Foundation |
No | 4 | S | Indirect | by C&R Newman Family Foundation |
No | 4 | S | Indirect | by C&R Newman Family Foundation |
No | 4 | S | Indirect | by C&R Newman Family Foundation |
No | 4 | S | Indirect | by C&R Newman Family Foundation |
No | 4 | S | Indirect | by C&R Newman Family Foundation |
No | 4 | S | Indirect | by C&R Newman Family Foundation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 57,065 | Indirect | by R&C Newman Partnership LP |
Common Stock | 171,531 | Indirect | by R&C Newman Revocable Trust |
Common Stock | 243,362 | Indirect | Christine H Newman TTEE U/A DTD 12/15/2010 Christine H Newman 2010 GRAT |
Common Stock | 243,362 | Indirect | Richard G Newman TTEE U/A DTD 12/15/2010 Richard G Newman 2010 GRAT |
Common Stock | 697 | Indirect | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $23.94 | 2015-12-01 | 49,141 | 49,141 | Indirect | |
Common Stock | Employee Stock Option | $24.45 | 2016-12-02 | 15,989 | 15,989 | Indirect | |
Common Stock | Employee Stock Option | $25.38 | 2011-03-31 | 2017-05-28 | 14,558 | 14,558 | Indirect |
Common Stock | Employee Stock Option | $28.44 | 2012-03-03 | 2018-03-03 | 13,416 | 13,416 | Indirect |
Common Stock | Restricted Stock Unit | $0.00 | 3,750 | 3,750 | Indirect | ||
Common Stock | Restricted Stock Unit | $0.00 | 4,572 | 4,572 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-12-01 | 49,141 | 49,141 | Indirect |
2016-12-02 | 15,989 | 15,989 | Indirect |
2017-05-28 | 14,558 | 14,558 | Indirect |
2018-03-03 | 13,416 | 13,416 | Indirect |
3,750 | 3,750 | Indirect | |
4,572 | 4,572 | Indirect |
Footnotes
- The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on February 11, 2011.
- The option vests in three equal annual installments beginning on December 1, 2009.
- The option vests in three equal annual installments beginning on December 2, 2010.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The restricted stock units vest in three equal annual installments beginning December 2010.
- The restricted stock units vest on March 3, 2012.