Filing Details
- Accession Number:
- 0001209191-21-052013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-17 18:25:06
- Reporting Period:
- 2021-08-13
- Accepted Time:
- 2021-08-17 18:25:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
849145 | Heritage Global Inc. | HGBL | Services-Business Services, Nec (7389) | 592291344 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1009161 | C Allan Silber | 12625 High Bluff Drive, Suite 305 San Diego CA 92130 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-08-13 | 2,500 | $1.90 | 3,559,426 | No | 4 | S | Indirect | Anglian Holdings, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Anglian Holdings, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 374,697 | Direct | |
Common Stock | 47,968 | Indirect | By spouse |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $1.91, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.