Filing Details
- Accession Number:
- 0001140361-11-026068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 18:15:16
- Reporting Period:
- 2011-05-05
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 18:15:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1136796 | Charter Financial Corp | CHFN | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241868 | R Curtis Kollar | 1233 O.g. Skinner Drive West Point GA 31833 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-05 | 3,122 | $10.81 | 17,659 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-06 | 400 | $10.65 | 17,259 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-06 | 78 | $10.69 | 17,181 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-06 | 1,000 | $10.70 | 16,181 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-06 | 400 | $10.75 | 15,781 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,634 | Indirect | By Spouse's IRA |
Common Stock | 10,000 | Indirect | By Spouse's Living Trust |
Common Stock | 10,270 | Indirect | By IRA |
Common Stock | 9,193 | Indirect | By ESOP |
Common Stock | 22,299 | Indirect | By 401(k) |
Common Stock | 7,500 | Indirect | By Stock Award |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $11.00 | 2014-01-27 | 2019-01-27 | 31,875 | 31,875 | Direct |
Common Stock | Stock Option | $10.20 | 2015-06-22 | 2020-06-22 | 25,000 | 25,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-01-27 | 31,875 | 31,875 | Direct |
2020-06-22 | 25,000 | 25,000 | Direct |
Footnotes
- Restricted stock award of 7,500 shares granted to the reporting person on June 22, 2010 under the Charter Financial Corporation 2001 Recognition and Retention Plan. The stock will vest in 20% increments on an annual basis beginning on June 22, 2011.
- Options granted under the 2001 Charter Financial Corporation Stock Option Plan, which vest in five equal annual installments commencing on January 27, 2014.
- Options granted under the 2001 Charter Financial Corporation Stock Option Plan, of which 9,800 vest on June 22, 2015 and June 22, 2016, and 5,400 vest on June 22, 2017.