Filing Details

Accession Number:
0001127602-21-023906
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-17 17:14:47
Reporting Period:
2021-08-13
Accepted Time:
2021-08-17 17:14:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1630805 Babcock & Wilcox Enterprises Inc. BW Heating Equipment, Except Electric & Warm Air Furnaces (3433) 472783641
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1801550 J John Dziewisz 1200 East Market Street
Akron OH 44305
Svp & Corp. Secy. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-13 13,333 $7.78 136,638 No 4 M Direct
Common Stock Disposition 2021-08-13 6,046 $7.78 130,592 No 4 F Direct
Common Stock Disposition 2021-08-17 25,000 $7.18 105,592 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2021-08-13 13,333 $0.00 13,333 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,334 2022-08-13 No 4 M Direct
Footnotes
  1. RSUs vest in three equal installments beginning on August 13, 2020.
  2. Represents the share price weighted average.
  3. Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan each restricted stock unit represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 13, 2020.