Filing Details
- Accession Number:
- 0001209191-11-027051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 18:03:15
- Reporting Period:
- 2011-05-05
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 18:03:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305294 | Qlik Technologies Inc | QLIK | Services-Prepackaged Software (7372) | 201643718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1496286 | Anthony Deighton | C/O Qlik Technologies Inc. 150 N. Radnor Chester Road Radnor PA 19087 | Senior Vp Of Products | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-05 | 8,182 | $1.65 | 50,182 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-05 | 79,000 | $1.65 | 129,182 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-05 | 3,125 | $6.91 | 132,307 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-05 | 90,000 | $30.01 | 42,307 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-05 | 307 | $30.00 | 42,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-05-05 | 8,182 | $0.00 | 8,182 | $1.65 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-05-05 | 79,000 | $0.00 | 79,000 | $1.65 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-05-05 | 3,125 | $0.00 | 3,125 | $6.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,750 | 2017-12-30 | No | 4 | M | Direct | |
100,000 | 2019-03-30 | No | 4 | M | Direct | |
46,875 | 2020-05-20 | No | 4 | M | Direct |
Footnotes
- Exercisable with respect to 1/4 of the shares of stock which are subject to this option on December 30, 2008 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to 3/4 of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
- Exercisable with respect to 1/4 of the shares of stock which are subject to this option on March 30, 2010 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to 3/4 of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
- Exercisable with respect to 1/16 of the shares of stock which are subject to this option in equal increments quarterly over four (4) years beginning March 31, 2011, provided Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.