Filing Details
- Accession Number:
- 0001161697-21-000387
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-17 16:53:55
- Reporting Period:
- 2021-08-13
- Accepted Time:
- 2021-08-17 16:53:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1369568 | Catalyst Pharmaceuticals Inc. | CPRX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
929985 | J Patrick Mcenany | 355 Alhambra Circle, Suite 801 Coral Gables FL 33134 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2021-08-13 | 100,000 | $3.12 | 4,911,019 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2021-08-13 | 31,186 | $6.17 | 4,879,833 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2021-08-13 | 31,529 | $6.07 | 4,848,304 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to purchase common stock | Disposition | 2021-08-13 | 100,000 | $0.00 | 100,000 | $3.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,451,667 | 2021-08-28 | No | 4 | M | Direct |
Footnotes
- Shares were sold to cover exercise price of options and tax withholding requirements.
- Options vested in three annual tranches beginning on August 28, 2015.