Filing Details

Accession Number:
0001161697-21-000387
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-17 16:53:55
Reporting Period:
2021-08-13
Accepted Time:
2021-08-17 16:53:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1369568 Catalyst Pharmaceuticals Inc. CPRX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
929985 J Patrick Mcenany 355 Alhambra Circle, Suite 801
Coral Gables FL 33134
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2021-08-13 100,000 $3.12 4,911,019 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2021-08-13 31,186 $6.17 4,879,833 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2021-08-13 31,529 $6.07 4,848,304 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to purchase common stock Disposition 2021-08-13 100,000 $0.00 100,000 $3.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,451,667 2021-08-28 No 4 M Direct
Footnotes
  1. Shares were sold to cover exercise price of options and tax withholding requirements.
  2. Options vested in three annual tranches beginning on August 28, 2015.