Filing Details
- Accession Number:
- 0001209191-21-051885
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-17 16:44:45
- Reporting Period:
- 2021-08-13
- Accepted Time:
- 2021-08-17 16:44:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1678660 | Prelude Therapeutics Inc | PRLD | Pharmaceutical Preparations (2834) | 811384762 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1824632 | Peggy Scherle | C/O Prelude Therapeutics Incorporated 200 Powder Mill Road Wilmington DE 19803 | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-08-13 | 558 | $1.89 | 173,478 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-08-13 | 1,728 | $1.43 | 175,206 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-08-13 | 2,286 | $35.07 | 172,920 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-08-13 | 558 | $0.00 | 558 | $1.89 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-08-13 | 1,728 | $0.00 | 1,728 | $1.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
42,672 | 2030-03-26 | No | 4 | M | Direct | |
34,732 | 2028-11-12 | No | 4 | M | Direct |
Footnotes
- Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- The stock option vested as to 25% of the total shares monthly beginning on March 6, 2021, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.
- The stock option vested as to 25% of the total shares monthly beginning on November 13, 2019, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.