Filing Details
- Accession Number:
- 0001209191-21-051875
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-17 16:36:01
- Reporting Period:
- 2021-08-16
- Accepted Time:
- 2021-08-17 16:36:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1790871 | T Stephen Tulenko | 7 World Trade Center 250 Greenwich Street New York NY 10007 | President, Moody's Analytics | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-16 | 800 | $113.34 | 6,382 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-16 | 800 | $383.44 | 5,582 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-08-16 | 1,218 | $173.58 | 6,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-16 | 1,218 | $383.25 | 5,582 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-08-16 | 991 | $280.42 | 6,573 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-16 | 991 | $383.05 | 5,582 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-08-16 | 800 | $0.00 | 800 | $113.34 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-08-16 | 1,218 | $0.00 | 1,218 | $173.58 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-08-16 | 991 | $0.00 | 991 | $280.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-23 | 2027-02-23 | No | 4 | M | Direct |
| 0 | 2020-02-25 | 2029-02-25 | No | 4 | M | Direct |
| 0 | 2021-02-20 | 2030-02-20 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$383.43 to $383.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$383.14 to $383.37. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- One fourth of options vest each year beginning with the date indicated.
Billionaire Hedge Funds
