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Filing Details

Accession Number:: 0001624794-21-000068
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-17 16:35:59
Reporting Period:: 2021-08-16

Accepted Time:: 2021-08-17 16:35:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1624794	Csw Industrials Inc.	CSWI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1413614	B Joseph Armes	5420 Lyndon B Johnson Fwy Ste. 500 Dallas TX 75240-1007	Chairman, President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-08-16	16,000	$25.23	96,481	No	4	M	Direct
Common Stock	Disposition	2021-08-16	13,910	$129.56	82,571	No	4	S	Direct
Common Stock	Disposition	2021-08-16	2,090	$130.39	80,481	No	4	S	Direct
Common Stock	Acquisiton	2021-08-16	5,000	$25.23	85,481	No	4	M	Direct
Common Stock	Disposition	2021-08-16	5,000	$0.00	80,481	No	4	G	Direct
Common Stock	Disposition	2021-08-16	17,550	$129.54	62,931	No	4	S	Direct
Common Stock	Disposition	2021-08-16	200	$128.35	62,731	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	G	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (right to buy)	Disposition	2021-08-16	16,000	$0.00	16,000	$25.23
Common Stock	Option (right to buy)	Disposition	2021-08-16	5,000	$0.00	5,000	$25.23

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
47,413	2015-12-30	2024-08-28	No	4	M	Direct
42,413	2015-12-30	2024-08-28	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	9,502	Indirect	JBA Family Partners, L.P.

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00	19,685	19,685	Direct
Common Stock	Performance Rights	$0.00	27,559	27,559	Direct
Common Stock	Performance Rights	$0.00	31,860	31,860	Direct

Amount	Remaning Holdings	Nature of Ownership
19,685	19,685	Direct
27,559	27,559	Direct
31,860	31,860	Direct

Footnotes

Reflects the broker-assisted cashless exercise and sale of non qualified stock options.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.05 to $130.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.15 to $130.72, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Reflects the exercise of non qualified stock options and retention of the underlying shares, through which the reporting person remitted cash to the issuer in satisfaction of the exercise price.
Represents shares donated by the Reporting Person to a charitable donor advised fund.
The transaction reported includes the sale of 1,800 shares of common stock effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.10 to $129.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.18 to $128.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at vesting. 40% of the restricted stock units vest no earlier than April 26, 2025 upon the successful recruitment and hiring of a successor Chief Executive Officer; the remaining 60% vest upon the successful first employment anniversary of a successor Chief Executive Officer.
Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest in three equal amounts, at a rate between 0% and 200%, during three performance cycles ending on each of March 31, 2025, 2026, and 2027 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on each of March 31, 2022, 2023 and 2024 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.