Filing Details
- Accession Number:
- 0001127602-21-023868
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-17 16:20:59
- Reporting Period:
- 2021-08-16
- Accepted Time:
- 2021-08-17 16:20:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1535929 | Voya Financial Inc. | VOYA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1237581 | D Kevin Silva | 230 Park Avenue New York NY 10169 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-08-16 | 15,000 | $67.17 | 11,379 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 17,958 | 17,958 | Direct | ||
Common Stock | Performance Stock Unit | $0.00 | 36,520 | 36,520 | Direct | ||
Common Stock | Performance-Based Stock Options | $0.00 | 71,174 | 71,174 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
17,958 | 17,958 | Direct | |
36,520 | 36,520 | Direct | |
71,174 | 71,174 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $66.245 to $67.40. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
- The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
- The options vest based on the conditions set forth in their respective agreements.