Filing Details
- Accession Number:
- 0001492322-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 17:29:55
- Reporting Period:
- 2011-05-05
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 17:29:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 92380 | Southwest Airlines Co | LUV | Air Transportation, Scheduled (4512) | 741563240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492322 | Jeff Lamb | Southwest Airlines Co. 2702 Love Field Drive Dallas TX 75235 | Svp Admin & Chief People Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-05 | 25,000 | $6.75 | 62,313 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-05 | 6,294 | $11.75 | 56,019 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-05 | 18,006 | $11.76 | 38,013 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-05 | 700 | $11.76 | 37,313 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-05-05 | 25,000 | $0.00 | 25,000 | $6.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2019-02-01 | No | 4 | M | Direct |
Footnotes
- Holdings include shares previously acquired through exempt transactions pursuant to the Issuer's employee stock purchase plan. Holdings also include 35,000 restricted stock units, none of which have vested.
- The option will vest with respect to the remaining 25,000 shares on February 2, 2012.
Billionaire Hedge Funds
