Filing Details
- Accession Number:
- 0001225208-11-013609
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 17:21:36
- Reporting Period:
- 2011-05-05
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 17:21:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1140536 | Willis Group Holdings Plc | WSH | Insurance Agents, Brokers & Service (6411) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1506471 | Vic Krauze | C/O Willis Group Holdings Plc 51 Lime Street London, England X0 EC3M 7DQ | Chairman & Ceo, Willis North A | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, Nominal Value $0.000115 Per Share | Disposition | 2011-05-05 | 1,370 | $40.09 | 42,211 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares, Nominal Value $0.000115 Per Share | 2,512 | Indirect | Held by the The Theresa L. Krauze Revocable Trust |
Footnotes
- The sales reported in this Form 4 were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2011 to cover taxes incurred on the vesting of 4,125 restricted share units ("RSUs") on May 5, 2011.
- The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $40.021 to $40.29 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
- Includes an aggregate of 29,250 RSUs subject to the satisfaction of vesting requirements, as well as 1,848.6970 ordinary shares under the Issuer's Employee Stock Purchase Plan. This amount gives effect to the RSUs that vested on May 5, 2011.