Filing Details
- Accession Number:
- 0001561680-21-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-16 17:45:33
- Reporting Period:
- 2021-08-12
- Accepted Time:
- 2021-08-16 17:45:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561680 | Tri Pointe Homes Inc. | TPH | Operative Builders (1531) | 611763235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1567627 | F. Douglas Bauer | C/O Tri Pointe Homes, Inc. 940 Southwood Blvd, Suite 200 Incline Village NV 89451 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-08-12 | 10,843 | $17.00 | 149,426 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-08-12 | 10,843 | $24.51 | 138,583 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-08-12 | 10,843 | $0.00 | 10,843 | $17.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
83,224 | 2023-01-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 779,136 | Indirect | See Note |
Footnotes
- The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $24.50 to $24.59, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- By The Bauer Revocable Trust.
- On January 30, 2013, Mr. Bauer was granted an option to purchase a total of 94,067 shares of common stock, which vested in three equal installments on January 30, 2014, 2015 and 2016.