Filing Details

Accession Number:
0001689923-21-000081
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-16 16:04:16
Reporting Period:
2021-08-12
Accepted Time:
2021-08-16 16:04:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1689923 Alteryx Inc. AYX Services-Prepackaged Software (7372) 900673106
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1699950 Dean Stoecker C/O Alteryx, Inc.
3345 Michelson Drive, Suite 400
Irvine CA 92612
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-08-12 2,000 $71.91 18,000 No 4 S Indirect By Lucy27, LLC
Class A Common Stock Disposition 2021-08-12 500 $72.64 17,500 No 4 S Indirect By Lucy27, LLC
Class A Common Stock Disposition 2021-08-12 1,934 $69.76 15,566 No 4 S Indirect By Lucy27, LLC
Class A Common Stock Disposition 2021-08-12 566 $70.82 15,000 No 4 S Indirect By Lucy27, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Lucy27, LLC
No 4 S Indirect By Lucy27, LLC
No 4 S Indirect By Lucy27, LLC
No 4 S Indirect By Lucy27, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 93,448 Direct
Class A Common Stock 60,000 Indirect By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock 12,449 Indirect By TAILY, LLC
Class A Common Stock 10,599 Indirect By TRILY, LLC
Footnotes
  1. Includes 47,498 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
  2. Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on March 10, 2021.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.41 to $72.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  4. The Reporting Person has sole voting and dispositive authority with respect to shares owned by the LLC.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.49 to $72.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.38 to $70.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.45 to $71.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  8. The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.