Filing Details
- Accession Number:
- 0000009984-21-000166
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-16 15:56:14
- Reporting Period:
- 2021-08-12
- Accepted Time:
- 2021-08-16 15:56:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469102 | N Dawn Edwards | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Svp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-12 | 6,300 | $26.59 | 79,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-12 | 6,300 | $50.00 | 73,575 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-08-13 | 489 | $50.33 | 73,086 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option-Right to Buy | Disposition | 2021-08-12 | 6,300 | $0.00 | 6,300 | $26.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,731 | Indirect | by Company's 401(k) Plan |
Footnotes
- Includes balances of 1133 Restricted Stock Units ("RSUs") granted 2/13/2019, 1600 RSUs granted 2/13/2020, and 2800 RSUs granted 2/11/2021, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.
- Includes balances of 566 Restricted Stock Units ("RSUs") granted 2/13/2019, 1066 RSUs granted 2/13/2020, and 2800 RSUs granted 2/11/2021, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.
- The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/8/2012 grant date.
Billionaire Hedge Funds
