Filing Details
- Accession Number:
- 0001500624-11-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 17:02:52
- Reporting Period:
- 2011-05-09
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 17:02:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366367 | Yadkin Valley Financial Corp | YAVY | State Commercial Banks (6022) | 204495993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378061 | H Jan Hollar | 300 E. Broad St. Statesville NC 28677 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-06 | 34,222 | $2.25 | 59,222 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $3.84 | 2010-12-08 | 2019-12-08 | 5,000 | 1,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-12-08 | 5,000 | 1,000 | Direct |
Footnotes
- THe issuer is a participant in the TARP Capital Purchase Program, As a result, the restricted stock grant to Ms. Hollar shall vest pursuant to the following schedule: 3,333 shares on 2/17/2012; 333 shares on 2/17/2013, and 3334 shares on 2/17/2014, provided however, that no restricted stock shall be vested prior to the earlies date permitted by sectioni 111 (b) (3) (D) of the Emergency EconomicStablization Act of 2008 and the regulations adopted pursuant thereof.
- Vests over a five-year period beginning 12/8/2010 (the one year anniversary date of the grant) currently 20% vested.