Filing Details
- Accession Number:
- 0000073124-21-000247
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-13 17:32:03
- Reporting Period:
- 2021-08-11
- Accepted Time:
- 2021-08-13 17:32:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393081 | Joyce Clair St | 50 South La Salle St Chicago IL 60603 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-11 | 23,739 | $70.21 | 40,153 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-08-11 | 26,132 | $88.06 | 66,285 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-11 | 49,871 | $116.00 | 16,414 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-08-11 | 3,192 | $0.00 | 41,047 | No | 5 | G | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2021-08-11 | 23,739 | $0.00 | 23,739 | $70.21 |
| Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2021-08-11 | 26,132 | $0.00 | 26,132 | $88.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-17 | No | 4 | M | Direct | |
| 0 | 2027-02-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,097 | Indirect | 401(k) as of 6-30-2021 |
Footnotes
- Includes 16,414 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- This option became exercisable in four equal annual installments beginning on February 17, 2016.
- This option became exercisable in four equal annual installments beginning on February 21, 2018.
Billionaire Hedge Funds
