Filing Details

Accession Number:
0001225208-21-011470
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-13 16:28:34
Reporting Period:
2021-08-13
Accepted Time:
2021-08-13 16:28:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383312 Broadridge Financial Solutions Inc. BR Services-Business Services, Nec (7389) 331151291
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1619128 John Christopher Perry 5 Dakota Drive
Lake Success NY 11042
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-13 2,523 $67.32 65,184 No 4 M Direct
Common Stock Disposition 2021-08-13 2,124 $175.00 63,060 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-08-13 2,523 $0.00 2,523 $67.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-02-10 2027-02-10 No 4 M Direct
Footnotes
  1. The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 11, 2021.
  2. The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on May 11, 2021