Filing Details
- Accession Number:
- 0001209191-21-051394
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-13 16:22:24
- Reporting Period:
- 2021-08-12
- Accepted Time:
- 2021-08-13 16:22:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1496615 | J Samuel Gesten | 25651 Atlantic Ocean Drive Lake Forest CA 92630 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-08-12 | 6,667 | $16.15 | 49,250 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-08-12 | 4,495 | $29.80 | 53,746 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-08-12 | 11,364 | $35.98 | 65,110 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-08-12 | 7,156 | $27.53 | 72,266 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-08-12 | 29,682 | $134.71 | 42,583 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Options | Disposition | 2021-08-12 | 6,667 | $0.00 | 6,667 | $16.15 |
Common Stock | Common Stock Options | Disposition | 2021-08-12 | 4,495 | $0.00 | 4,495 | $29.80 |
Common Stock | Common Stock Options | Disposition | 2021-08-12 | 11,364 | $0.00 | 11,364 | $35.98 |
Common Stock | Common Stock Options | Disposition | 2021-08-12 | 7,156 | $0.00 | 7,156 | $27.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-03-15 | 2028-03-14 | No | 4 | M | Direct |
0 | 2019-06-14 | 2028-06-13 | No | 4 | M | Direct |
5,682 | 2020-03-14 | 2029-03-13 | No | 4 | M | Direct |
8,946 | 2021-03-20 | 2030-03-19 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.58 to $137.35 inclusive.
- The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.
- The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023.