Filing Details
- Accession Number:
- 0001567619-21-015417
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-13 12:03:22
- Reporting Period:
- 2021-08-11
- Accepted Time:
- 2021-08-13 12:03:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1762359 | Acreage Holdings Inc. | ACRG.A.U | Retail-Miscellaneous Retail (5900) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1797206 | P Kevin Murphy | 450 Lexington Avenue, #3308 New York NY 10163 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock - Class E Subordinate Voting Shares | Acquisiton | 2021-08-11 | 10,000 | $3.13 | 1,133,909 | No | 4 | P | Direct | |
Common Stock - Class E Subordinate Voting Shares | Acquisiton | 2021-08-12 | 15,000 | $3.03 | 1,148,909 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock - Class D Subordinate Voting Shares | 650,982 | Direct | |
Common Stock - Class D Subordinate Voting Shares | 195,000 | Indirect | By Murphy Capital, LLC |
Common Stock - Class E Subordinate Voting Shares | 455,000 | Indirect | By Murphy Capital, LLC |
Common Stock - Class D Subordinate Voting Shares | 1,162,224 | Indirect | By Kevin Murphy 2018 Annuity Trust |
Common Stock - Class E Subordinate Voting Shares | 2,711,856 | Indirect | By Kevin Murphy 2018 Annuity Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock - Class D Subordinate Voting Shares | Stock Option (Right to Buy) | $2.05 | 2025-12-31 | 19,512 | 19,512 | Direct | |
See Footnote | Common Units of High Street Capital Partners, LLC | $0.00 | 15,957,908 | 15,957,908 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-12-31 | 19,512 | 19,512 | Direct |
15,957,908 | 15,957,908 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The prices actually received ranged from $3.00 to $3.03. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- Options vest ratably over the subsequent four quarters.
- These Units are convertible into 0.7 of a Class E subordinate voting share and 0.3 of a Class D subordinate voting share or the cash equivalent thereof at the option of Acreage Holdings, Inc. as set forth in the High Street Capital Partners, LLC Third Amended and Restated Operating Agreement.