Filing Details
- Accession Number:
- 0001181431-11-028225
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 16:48:28
- Reporting Period:
- 2011-05-09
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 16:48:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000209 | Medallion Financial Corp | TAXI | Finance Services (6199) | 043291176 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226952 | J Michael Kowalsky | C/O Medallion Financial Corp. 437 Madison Avenue New York NY 10022 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-09 | 6,000 | $4.85 | 18,601 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-09 | 3,823 | $9.10 | 14,778 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-09 | 77 | $9.11 | 14,701 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-09 | 100 | $9.12 | 14,601 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (right to buy) | Disposition | 2011-05-09 | 6,000 | $0.00 | 6,000 | $4.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 48,494 | 2002-06-11 | 2012-06-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,458 | Indirect | See Footnote |
Footnotes
- These shares are held by Fidelity Investments in an Individual Retirement Account for the benefit of Michael J. Kowalsky.
- One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.
Billionaire Hedge Funds
