Filing Details
- Accession Number:
- 0001140361-21-028165
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-12 21:41:00
- Reporting Period:
- 2021-08-10
- Accepted Time:
- 2021-08-12 21:41:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1731289 | Nikola Corp | NKLA | Motor Vehicles & Passenger Car Bodies (3711) | 824151153 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1808962 | R. Trevor Milton | P.o. Box 50608 Phoenix AZ 85076 | No | No | No | No | |
| 1813379 | M&M Residual, Llc | P.o. Box 50608 Phoenix AZ 85076 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-08-10 | 2,033,617 | $10.54 | 68,866,178 | No | 4 | S | Indirect | By M&M Residual, LLC |
| Common Stock | Disposition | 2021-08-11 | 4,245,144 | $10.04 | 64,621,034 | No | 4 | S | Indirect | By M&M Residual, LLC |
| Common Stock | Disposition | 2021-08-12 | 1,259,890 | $10.00 | 63,361,144 | No | 4 | S | Indirect | By M&M Residual, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By M&M Residual, LLC |
| No | 4 | S | Indirect | By M&M Residual, LLC |
| No | 4 | S | Indirect | By M&M Residual, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,250,000 | Indirect | By Spouse |
Footnotes
- Represents a weighted-average price. The shares were sold in multiple transactions at prices ranging from $10.36 to $10.92. The reporting persons undertake to provide to Nikola Corporation, any security holder of Nikola Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth in the footnotes to this Form 4..
- As manager of M&M Residual, LLC, Mr. Milton may be deemed to indirectly beneficially own securities held by such entity.
- Represents a weighted-average price. The shares were sold in multiple transactions at prices ranging from $9.96 to $10.44.
- Represents a weighted-average price. The shares were sold in multiple transactions at prices ranging from $9.95 to $10.16.
- Mr. Milton may be deemed to indirectly beneficially own securities held by Mr. Milton's spouse.
Billionaire Hedge Funds
