Filing Details

Accession Number:
0001104659-21-104406
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-12 19:46:39
Reporting Period:
2021-08-10
Accepted Time:
2021-08-12 19:46:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509470 Suro Capital Corp. SSSS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1055003 M. Ronald Lott C/O Suro Capital Corp.
One Sansome Street, Suite 730
San Francisco CA 94104
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-10 325 $15.57 10,675 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $15.55 to $15.61, inclusive. The reporting person undertakes to provide to SuRo Capital Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Total includes 3,770 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of the (i) first anniversary of the award date for such restricted shares (with such first anniversary being July 9, 2022) and (ii) date of the Company's annual meeting of stockholders that is closest to such first anniversary of the award date.