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Filing Details

Accession Number:: 0001580808-21-000122
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-12 16:03:50
Reporting Period:: 2021-08-02

Accepted Time:: 2021-08-12 16:03:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1580808	A10 Networks Inc.	ATEN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1358721	D Robert Cochran	C/O A10 Networks 2300 Orchard Parkway San Jose CA 95131	Evp Legal & Corp Collaboration	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-08-02	11,643	$0.00	280,027	No	4	M	Direct
Common Stock	Acquisiton	2021-08-10	20,468	$0.00	300,495	No	4	M	Direct
Common Stock	Disposition	2021-08-10	1,353	$0.00	299,142	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Performance-based Restricted Stock Units	Disposition	2021-08-09	11,643	$0.00	11,643	$0.00
Common Stock	Performance-based Restricted Stock Units	Disposition	2021-08-10	20,468	$0.00	20,468	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
23,287		2025-02-02	No	4	M	Direct
0		2024-07-02	No	4	M	Direct

Footnotes

Performance-Based Restricted Stock Units were previously reported on February 4, 2021, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject tothe achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between February 2, 2021 and February 2,2025. The achievement of the first milestone occurred on July 30, 2021, as certified by the compensation committee August 2, 2021, resulting in 11,643 units meeting the appropriate performance-basedconditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 9, 2021 and an additional one-third (1/3) on each of the first and secondanniversaries of July 30, 2021, subject to continued employment. These shares are reflected on Table I.
Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
Performance-Based Restricted Stock Units were previously reported on July 7, 2020, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject tothe achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between July 2, 2020 and July 2,2024. The achievement of the last milestone occurred on August 5, 2021, as certified by the compensation committee on August 10, 2021, resulting in 20,246 units meeting the appropriate performance-basedconditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on August 16, 2021 and an additional one-third (1/3) on each of the first and secondanniversaries of August 5, 2021, subject to continued employment. These shares are reflected on Table I.
Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.