Filing Details

Accession Number:
0001104659-21-103536
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-11 17:01:03
Reporting Period:
2021-08-10
Accepted Time:
2021-08-11 17:01:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1855447 Roth Ch Acquisition Iv Co. ROCGU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602273 Adam Rothstein C/O Roth Ch Acquisition Iv Co.
888 San Clemente Drive, Suite 400
Newport Beach CA 92660
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-10 4,569 $10.00 33,034 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to purchase Common Stock Acquisiton 2021-08-10 2,284 $0.00 2,284 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,284 No 4 P Direct
Footnotes
  1. The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
  2. The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
  3. The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.