Home > Insider Trading > Filing (0000002488-21-000130)

Filing Details

Accession Number:: 0000002488-21-000130
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-11 16:22:25
Reporting Period:: 2021-08-09

Accepted Time:: 2021-08-11 16:22:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
2488	Advanced Micro Devices Inc	AMD	Semiconductors & Related Devices (3674)	941692300

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1558880	Devinder Kumar	2485 Augustine Drive Santa Clara CA 95054	Evp, Cfo & Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-08-09	19,816	$0.00	494,829	No	4	M	Direct
Common Stock	Disposition	2021-08-09	9,827	$107.58	485,002	No	4	F	Direct
Common Stock	Acquisiton	2021-08-10	63,045	$1.84	548,047	No	4	M	Direct
Common Stock	Disposition	2021-08-10	36,932	$107.34	511,115	No	4	S	Direct
Common Stock	Disposition	2021-08-10	25,549	$108.24	485,566	No	4	S	Direct
Common Stock	Disposition	2021-08-10	564	$109.02	485,002	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2021-08-09	10,186	$0.00	10,186	$0.00
Common Stock	Restricted Stock Units	Disposition	2021-08-09	5,942	$0.00	5,942	$0.00
Common Stock	Restricted Stock Units	Disposition	2021-08-09	3,688	$0.00	3,688	$0.00
Common Stock	PRSU Award	Acquisiton	2021-08-09	18,793	$0.00	18,793	$0.00
Common Stock	RSU Award	Acquisiton	2021-08-09	9,396	$0.00	9,396	$0.00
Common Stock	Stock Option Grant	Acquisiton	2021-08-09	21,939	$0.00	21,939	$107.58
Common Stock	Stock Option Grant	Disposition	2021-08-10	63,045	$0.00	63,045	$1.84

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		No	4	M	Direct
5,945		No	4	M	Direct
7,379		No	4	M	Direct
18,793		No	4	A	Direct
9,396		No	4	A	Direct
21,939	2028-08-09	No	4	A	Direct
0	2022-08-15	No	4	D	Direct

Footnotes

The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
Transaction executed in multiple trades at prices ranging from $106.88 to $107.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $107.88 to $108.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $108.88 to $109.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.
The RSUs vest 1/3 on each of August 9, 2019, 2020 and 2021.
The RSUs vest 1/3 each on August 9, 2020, 2021 and 2022.
The RSUs vest 1/3 on each of August 9, 2021, 2022 and 2023.
Between 0% and 250% of the target number of PRSUs may be earned depending on (a) the return on AMD's stock price relative to the return on the S&P 500 Index over the performance period that begins August 9, 2021 and ends on August 9, 2024, (b) the absolute return on AMD's stock price over the performance period, and (c) the percentage (if any) by which AMD's 2023 fiscal year non-GAAP earnings per share exceeds AMDs 2021 fiscal year non-GAAP earnings per share. Vesting of any earned PRSUs is generally subject to the Reporting Person's continued employment and/or service with AMD through August 9, 2024 (or the one-year anniversary of a change in control, if earlier).
The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 10, above. Earned and vested PRSUs will generally be settled on the later of August 15, 2024 or the date following the Compensation Committee's determination of performance.
The RSUs vest 1/3 on each of August 9, 2022, 2023 and 2024.
The options vest 1/3 on each of August 9, 2022, 2023 and 2024.
This option vested 33 1/3% on August 15, 2016 and 8 1/3% per quarter over the subsequent eight quarters.