Filing Details
- Accession Number:
- 0001562180-21-005278
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-11 11:04:05
- Reporting Period:
- 2021-08-09
- Accepted Time:
- 2021-08-11 11:04:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 911962278 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398582 | Michael Descheneaux | 3005 Tasman Drive Santa Clara CA 95054 | President, Silicon Valley Bank | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-30 | 64 | $329.24 | 17,732 | No | 5 | A | Direct | |
Common Stock | Acquisiton | 2021-08-09 | 1,000 | $178.39 | 18,732 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-08-09 | 1,000 | $584.41 | 17,732 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-08-09 | 1,000 | $584.41 | 16,732 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2021-08-09 | 1,000 | $0.00 | 1,000 | $178.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,633 | 2024-05-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 339 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective May 7, 2021.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2021.
- 25%/4yr beginning on 02-May-2017.