Filing Details
- Accession Number:
- 0001127602-21-023439
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-10 12:32:02
- Reporting Period:
- 2021-08-09
- Accepted Time:
- 2021-08-10 12:32:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1404929 | L David Stein | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2021-08-09 | 16,302 | $14.02 | 80,251 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2021-08-09 | 15,426 | $20.56 | 64,825 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2021-08-09 | 776 | $20.57 | 64,049 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2021-08-09 | 100 | $20.58 | 63,949 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2021-08-09 | 16,302 | $0.00 | 16,302 | $14.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,030 | 2023-01-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $0.01 Par Value | 36,218 | Indirect | by Trust |
| Common Stock $0.01 Par Value | 7,971 | Indirect | 401(k) Plan |
Footnotes
- Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
Billionaire Hedge Funds
