Filing Details
- Accession Number:
- 0000099780-11-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 15:34:12
- Reporting Period:
- 2011-05-05
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 15:34:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
99780 | Trinity Industries Inc | NYSE/TRN | Railroad Equipment (3743) | 750225040 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1195484 | R Timothy Wallace | 2525 Stemmons Freeway Dallas TX 75207 | Chairman, Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-05 | 57,688 | $33.00 | 0 | No | 4 | S | Indirect | By 2525 Investments LP, a Limited Partnership |
Common Stock | Acquisiton | 2011-05-05 | 20,550 | $18.94 | 1,047,793 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-05 | 17,700 | $17.94 | 1,065,493 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-05 | 25,780 | $33.05 | 1,039,713 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-05-06 | 42,507 | $33.34 | 997,206 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By 2525 Investments LP, a Limited Partnership |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2011-05-05 | 20,550 | $0.00 | 20,550 | $18.94 |
Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2011-05-05 | 17,700 | $0.00 | 17,700 | $17.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-05-10 | No | 4 | M | Direct | |
0 | 2015-05-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,763 | Indirect | 401k Plan |
Footnotes
- Option Term is Ten Years. Options vest over 5 years at twenty percent (20%) per year beginning on the first anniversary of the grant date.