Filing Details
- Accession Number:
- 0001209191-21-050471
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-09 18:13:39
- Reporting Period:
- 2021-07-02
- Accepted Time:
- 2021-08-09 18:13:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1653087 | Alector Inc. | ALEC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1214133 | H Richard Scheller | C/O Alector, Inc. 131 Oyster Point Blvd, Suite 600 South San Francisco CA 94080 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-07-02 | 9,981 | $31.14 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-08-05 | 56,260 | $10.14 | 56,260 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-05 | 52,868 | $27.64 | 3,392 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-08-05 | 3,392 | $28.30 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2021-08-05 | 56,260 | $0.00 | 56,260 | $10.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,574 | 2028-11-05 | No | 4 | M | Direct |
Footnotes
- The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $27.17 to $27.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price set forth in footnotes (2) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.23 to $28.48, inclusive.
- The shares subject to the option vest in 48 equal monthly installments beginning on November 22, 2018.
Billionaire Hedge Funds
