Filing Details

Accession Number:
0001179110-21-008039
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-09 17:05:54
Reporting Period:
2021-08-05
Accepted Time:
2021-08-09 17:05:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1362190 Audioeye Inc AEYE Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1586216 Carr Bettis C/O Audioeye Inc
5210 E. Williams Circle, Suite 750
Tucson AZ 85711
Exec Chrmn/Chrmn Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-08-05 5,844 $13.26 443,331 No 4 S Indirect CSB IV US Holdings LLC
Common Stock Disposition 2021-08-06 4,800 $13.73 438,531 No 4 S Indirect CSB IV US Holdings LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect CSB IV US Holdings LLC
No 4 S Indirect CSB IV US Holdings LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,600 Indirect Carr Bettis IRA
Common Stock 410,756 Direct
Footnotes
  1. Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.
  2. Reflects the weighted average price of 5,844 shares of common stock of AudioEye, Inc. sold in multiple transactions on August 5, 2021 with sales prices ranging from $12.96 to $13.525 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
  4. Reflects the weighted average price of 4,800 shares of common stock of AudioEye, Inc. sold in multiple transactions on August 6, 2021 with sales prices ranging from $13.25 to $13.95 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.