Filing Details
- Accession Number:
- 0001473061-11-000034
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 15:11:19
- Reporting Period:
- 2011-03-21
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 15:11:19
- Original Submission Date:
- 2011-03-24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1473061 | Postrock Energy Corp | PSTR | Crude Petroleum & Natural Gas (1311) | 270981065 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1424575 | L Daniel Spears | 210 Park Avenue Suite 2750 Oklahoma City OK 73102 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-03-21 | 15,000 | $5.05 | 180,821 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-03-22 | 30,000 | $5.04 | 150,821 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-03-23 | 60,000 | $5.08 | 90,821 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-03-23 | 64,721 | $5.02 | 26,100 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- These shares were sold by Swank MLP Convergence Fund, LP (the "Fund").
- This amendment is being filed to report a transaction that occurred on March 21, 2011, which was inadvertently omitted from the original filing, and to correct the number of securities beneficially owned following each reported transaction, which in each case, is the number of shares that remained in the Fund as of the date such transaction occurred.
- The reporting person is the portfolio manager of the Fund and may be deemed to be the beneficial owner of the issuer's shares held by the Fund. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and nothing in this report shall be deemed an admission of beneficial ownership of such shares for purposes of Section 16 or for any other purpose.