Filing Details
- Accession Number:
- 0001628280-21-016241
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-09 16:13:38
- Reporting Period:
- 2021-08-05
- Accepted Time:
- 2021-08-09 16:13:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1688757 | Establishment Labs Holdings Inc. | ESTA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1329958 | Lisa Gersh | C/O Motiva Usa Llc 16192 Coastal Highway Lewes DE 19958 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2021-08-05 | 10,000 | $18.14 | 10,000 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2021-08-05 | 8,000 | $23.05 | 18,000 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2021-08-05 | 12,758 | $70.27 | 5,242 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2021-08-05 | 5,242 | $71.27 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (Right to buy) | Disposition | 2021-08-05 | 10,000 | $0.00 | 10,000 | $18.14 |
| Common Shares | Stock Option (Right to buy) | Disposition | 2021-08-05 | 8,000 | $0.00 | 8,000 | $23.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,000 | 2030-05-26 | No | 4 | M | Direct | |
| 14,000 | 2029-06-03 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $70.0101 to $70.9900 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $71.0000 to $71.7850 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The shares subject to the option vested in full on the earlier of May 26, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.
- One-third of the shares subject to the option shall vested on June 3, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Billionaire Hedge Funds
