Filing Details

Accession Number:
0001140361-21-027419
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-06 21:24:59
Reporting Period:
2021-07-23
Accepted Time:
2021-08-06 21:24:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1731289 Nikola Corp NKLA Motor Vehicles & Passenger Car Bodies (3711) 824151153
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1808962 R. Trevor Milton P.o. Box 50608
Phoenix AZ 85076
No No No No
1813379 M&M Residual, Llc P.o. Box 50608
Phoenix AZ 85076
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-07-23 600,000 $0.00 0 No 5 G Direct
Common Stock Disposition 2021-07-23 1,150,000 $0.00 77,899,795 No 5 G Indirect By M&M Residual, LLC
Common Stock Disposition 2021-08-04 491,039 $10.63 77,408,756 No 4 S Indirect By M&M Residual, LLC
Common Stock Disposition 2021-08-05 4,611,290 $10.26 72,797,466 No 4 S Indirect By M&M Residual, LLC
Common Stock Disposition 2021-08-06 1,897,671 $10.01 70,899,795 No 4 S Indirect By M&M Residual, LLC
Common Stock Disposition 2021-08-06 500,000 $10.18 1,250,000 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect By M&M Residual, LLC
No 4 S Indirect By M&M Residual, LLC
No 4 S Indirect By M&M Residual, LLC
No 4 S Indirect By M&M Residual, LLC
No 4 S Indirect By Spouse
Footnotes
  1. On July 23, 2021, Mr. Milton transferred 600,000 shares and M&M Residual, LLC transferred 1,150,000 shares of Common Stock of Nikola Corporation to Mr. Milton's spouse.
  2. As manager of M&M Residual, LLC, Mr. Milton may be deemed to indirectly beneficially own securities held by such entity.
  3. Represents a weighted-average price. The shares were sold in multiple transactions at prices ranging from $10.60 to $10.71. The reporting persons undertake to provide to Nikola Corporation, any security holder of Nikola Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth in the footnotes to this Form 4.
  4. Represents a weighted-average price. The shares were sold in multiple transactions at prices ranging from $10.12 to $10.75.
  5. Represents a weighted-average price. The shares were sold in multiple transactions at prices ranging from $9.86 to $10.23.
  6. Represents a weighted-average price. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.32.
  7. Mr. Milton may be deemed to indirectly beneficially own securities held by Mr. Milton's spouse.